Regulatory and Compliance

Regulatory obligations in India sit across several authorities at once, and they change faster than most internal calendars are updated. We map what actually applies to a business, build the calendar that tracks it, and represent the business when a regulator asks a question.

WHAT WE DO
• Applicability mapping across central, state and sectoral regulators
• Licensing and registration, including Legal Metrology, BIS and FSSAI
• Compliance calendars, entity risk registers and delegation of authority
• Vigil mechanism and whistleblower policy under section 177(9)
• Code of conduct, anti bribery and gifts policy
• Internal financial controls and section 143(3)(i) interface
• AML and KYC obligations for regulated entities, sanctions screening
• Response to show cause notices and regulator correspondence
• Compounding and adjudication under sections 441 and 454
• Directors and officers liability, D&O cover and indemnification limits

HOW THE WORK IS ORGANISED
Applicability and licensing · Internal compliance and risk · Regulator correspondence and adjudication · Governance policy

KEY INSTRUMENTS
Companies Act, 2013 · Legal Metrology Act, 2009 · BIS Act, 2016 · Prevention of Corruption Act, 1988 · PMLA, 2002 · Jan Vishwas Act, 2023

FEES
Fixed fee for defined scopes, retainer arrangements for ongoing volume, and time based billing where scope cannot be fixed in advance. The basis is agreed in writing before work begins and discussed at first contact.