Securities and Capital Markets

Listed and listing bound companies carry a continuous disclosure burden that sits with the board rather than the finance team. We advise on the obligations and on the issuances that create them.

WHAT WE DO
• SEBI LODR obligations, related party approvals and material subsidiaries
• Disclosure of material events and the materiality policy
• IPO, rights issue, preferential allotment and QIP under ICDR
• Insider trading, UPSI handling and the structured digital database
• Trading plans and code of conduct under PIT Regulations
• Takeovers, open offers and creeping acquisition under SAST
• Delisting and buyback
• Debt listing, NCDs and private placement under section 42
• AIF, PMS and fund side regulation
• SEBI enforcement, settlement and consent proceedings

HOW THE WORK IS ORGANISED
Issuance · Continuous disclosure · Insider trading · Enforcement

KEY INSTRUMENTS
SEBI Act, 1992 · SCRA, 1956 · SEBI LODR, 2015 · SEBI ICDR, 2018 · SEBI PIT Regulations, 2015 · SEBI SAST, 2011

FEES
Fixed fee for defined scopes, retainer arrangements for ongoing volume, and time based billing where scope cannot be fixed in advance. The basis is agreed in writing before work begins and discussed at first contact.